The debate between originalism and living constitutionalism is a central issue in constitutional law, shaping how the U.S. Constitution is interpreted by judges, scholars, and policymakers. These competing theories offer distinct approaches to understanding the Constitution’s role in modern governance. This article provides an in-depth analysis of the key differences between originalism and living constitutionalism, drawing on Lawrence B. Solum’s 2019 essay, Originalism Versus Living Constitutionalism: The Conceptual Structure of the Great Debate, published in the Northwestern University Law Review.
What is Originalism
Originalism is a constitutional interpretation theory that emphasizes the original meaning of the Constitution at the time it was drafted, framed, and ratified. Solum identifies two core principles that define originalism:
- Fixation Thesis: The linguistic meaning (or communicative content) of the constitutional text is fixed at the time each provision is written and ratified. This means the Constitution’s meaning remains constant, unaffected by evolving societal norms or values.
- Constraint Principle: Constitutional practice, including judicial decisions, must align with the original meaning. This principle limits judicial discretion, ensuring interpretations remain tethered to the historical context of the text.
Originalists argue that this approach preserves the Constitution’s legitimacy as a stable legal document, reflecting the democratic will of the people who ratified it. Solum notes that most contemporary originalists focus on public meaning originalism, which prioritizes the meaning a reasonable person at the time of ratification would have understood, rather than the Framers’ subjective intentions. For example, interpreting the Second Amendment’s right to bear arms would rely on its 1791 meaning, as seen in cases like District of Columbia v. Heller (2008).
Types of Originalism
Solum highlights the diversity within originalism, identifying several forms:
Public Meaning Originalism: Public Meaning Originalism holds that the Constitution should be interpreted based on the meaning its text had to the general public at the time of its ratification. This approach, championed by scholars like Antonin Scalia and Keith Whittington, focuses on the objective, conventional understanding of the words and phrases in the Constitution as they were understood in their historical context. For example, the term “freedom of speech” in the First Amendment would be interpreted according to how the public in 1791 understood it, often informed by historical dictionaries, legal texts, and contemporary writings. Proponents argue this method constrains judicial discretion by anchoring interpretation to a fixed historical meaning, avoiding subjective modern reinterpretations. Critics contend it can be challenging to determine the precise public understanding of abstract terms and that it may lead to outcomes misaligned with contemporary values. Public Meaning Originalism is the most widely accepted form of originalism today, often applied in cases involving constitutional provisions like the Second Amendment or the Commerce Clause. It emphasizes linguistic and historical analysis over the subjective intentions of individual drafters. This approach seeks to balance fidelity to the Constitution’s text with the need for consistent legal principles.
Original Intent Originalism: Original Intent Originalism focuses on the intentions or purposes of the Constitution’s drafters or Framers when interpreting its provisions. This approach, associated with earlier originalist scholars like Edwin Meese, seeks to uncover what the Constitution’s authors meant to achieve, often by examining their writings, debates, and historical context, such as the Federalist Papers or convention records. For instance, when interpreting the Fourth Amendment’s protection against unreasonable searches, a judge might look to the Framers’ concerns about government overreach in the 1780s. Advocates argue this method respects the democratic legitimacy of the Constitution by honoring the goals of those who created it. Critics point out that determining a unified intent among diverse drafters is often impossible and that intentions may not reflect the text’s public meaning. This form of originalism has lost favor in recent decades due to these challenges and the rise of Public Meaning Originalism. Nonetheless, it remains influential in debates where historical records of the Framers’ views are clear and relevant.
Original Methods Originalism: Original Methods Originalism advocates interpreting the Constitution using the interpretive methods that were available and accepted at the time of its ratification. This approach, articulated by scholars like John McGinnis and Michael Rappaport, posits that judges should apply the legal reasoning techniques of the late 18th century, such as textual analysis, historical inquiry, or common law principles, as the Framers would have expected. For example, interpreting the Necessary and Proper Clause would involve using the interpretive tools of 1787, like those found in Blackstone’s Commentaries on the Laws of England. Proponents argue this method ensures fidelity to the Constitution’s original legal framework, preserving its intended structure and limits. Critics argue it requires judges to adopt outdated interpretive practices that may not address modern legal complexities effectively. Original Methods Originalism is less common but appeals to those who emphasize the historical legal context of the Constitution. It bridges originalism with the broader legal traditions of the founding era. This approach underscores the importance of understanding the Constitution as a legal document within its original interpretive culture.
Original Law Originalism: Original Law Originalism focuses on the original legal rules and mechanisms for change that the Constitution authorized at the time of its enactment. Advocated by scholars like William Baude and Stephen Sachs, this approach emphasizes that the Constitution’s meaning includes not only its text but also the legal rules and practices that governed its application in the founding era. For instance, it considers how the Constitution’s amendment process or judicial review was understood to operate in 1787. This form of originalism allows for some evolution in constitutional law through mechanisms like precedent or legislation, as long as they align with the original legal framework. Proponents argue it provides a more holistic view of the Constitution as a legal system, not just a text. Critics contend it can be overly complex, requiring extensive historical research into founding-era legal practices. Original Law Originalism is gaining traction for its attempt to integrate originalism with the reality of legal evolution, particularly in areas like stare decisis. It appeals to those who see the Constitution as establishing a dynamic yet historically grounded legal order.
These variations share a commitment to fixation and constraint but differ in their approach to determining original meaning, making originalism a family of theories rather than a singular doctrine.
What is Living Constitutionalism
Living constitutionalism views the Constitution as a dynamic, evolving document that adapts to contemporary societal needs and values. Solum explains that living constitutionalism rejects the fixation and constraint principles, allowing interpretations to reflect modern circumstances, even if they diverge from the original meaning. This approach sees the Constitution as a “living thing,” capable of addressing issues unforeseen by the Framers, such as digital privacy or same-sex marriage.
Forms of Living Constitutionalism
Solum identifies several forms of living constitutionalism, each with unique characteristics:
Moral Readings: The Moral Readings approach, associated with Ronald Dworkin and James Fleming, posits that constitutional interpretation should be guided by the best moral understanding of the Constitution’s principles. This view emphasizes that the Constitution’s abstract clauses, such as those protecting liberty or equality, should be interpreted in light of contemporary moral philosophy to reflect justice and fairness. Judges are seen as moral reasoners who must align legal outcomes with the deepest ethical principles embedded in the Constitution. For instance, provisions like the Equal Protection Clause are interpreted to address modern injustices, even if historical practices differ. Critics argue this approach risks judicial overreach by prioritizing subjective moral judgments over textual or historical constraints. Supporters, however, see it as a way to keep the Constitution relevant to evolving societal values. Dworkin’s concept of “law as integrity” underpins this, urging judges to find coherent moral principles across legal precedents. This form of living constitutionalism is often contrasted with originalism, which prioritizes the Constitution’s original meaning. It appeals to those who view the Constitution as a living document meant to adapt to moral progress. However, it can lead to debates over whose moral framework should prevail.
Common Law Constitutionalism: Advocated by David Strauss, Common Law Constitutionalism views constitutional law as evolving through a precedent-driven, common law process. Rather than strictly adhering to the Constitution’s text or original intent, this approach relies on judicial decisions that build incrementally on past rulings. Strauss argues that this method respects tradition while allowing the Constitution to adapt to modern circumstances through judicial interpretation. For example, landmark cases like Brown v. Board of Education are seen as legitimate because they reflect a gradual evolution of legal principles. This approach values stability and continuity, as judges refine constitutional meaning through reasoned elaboration of precedents. Critics contend it gives judges too much power to shape the Constitution without clear textual grounding. Supporters, however, argue it mirrors the flexibility of common law, which has long adapted to societal changes. It avoids rigid adherence to historical meanings that may no longer fit modern realities. Strauss emphasizes that this process is constrained by legal traditions and judicial reasoning, not arbitrary judicial whim. This form is particularly influential in areas like free speech and due process jurisprudence.
Pluralism: Philip Bobbitt’s Pluralism recognizes multiple legitimate methods for interpreting the Constitution, including historical, textual, structural, doctrinal, ethical, and prudential approaches. This view holds that no single interpretive method has exclusive authority; instead, interpreters may draw on various “modalities” depending on the context of the case. For example, a judge might use textual analysis for clear provisions like the age requirement for presidents but turn to ethical reasoning for abstract concepts like “liberty.” Bobbitt argues that these modalities are rooted in the American constitutional tradition and collectively ensure a balanced interpretive process. Pluralism embraces the complexity of constitutional law, acknowledging that different provisions or issues may require different interpretive tools. Critics argue this approach can lead to inconsistency or cherry-picking methods to justify desired outcomes. Supporters see it as a realistic reflection of how constitutional interpretation actually occurs in practice. It allows flexibility while grounding decisions in established legal practices. Bobbitt’s framework is widely discussed in constitutional theory for its attempt to bridge competing interpretive philosophies. It appeals to those who see the Constitution as a multifaceted document requiring diverse interpretive lenses.
Global Constitutionalism: Global Constitutionalism suggests that domestic courts can enforce principles from an unwritten global constitution, derived from shared international norms and values. This approach views constitutional law as interconnected with global human rights principles, such as those found in international declarations or customary international law. Proponents argue that domestic constitutions, including the U.S. Constitution, should be interpreted in light of these universal standards to address issues like human rights or global justice. For example, a court might consider international norms when interpreting protections against cruel and unusual punishment. Critics warn that this approach undermines national sovereignty and the authority of the U.S. Constitution by prioritizing external norms. Supporters see it as a way to harmonize domestic law with global ethical standards, especially in an interconnected world. This form is less prevalent in U.S. constitutional law due to the country’s strong tradition of constitutional sovereignty. However, it has influenced debates over issues like the death penalty, where global trends are sometimes cited. Global Constitutionalism raises questions about the legitimacy of incorporating non-binding international norms into domestic law. It remains a niche but growing perspective in constitutional theory.
Treaty Constitutionalism: Treaty Constitutionalism prioritizes international treaties over the U.S. Constitution, treating them as higher or equal sources of constitutional authority. This approach argues that treaties, once ratified, can shape constitutional interpretation and even override conflicting domestic constitutional provisions. For instance, a treaty on human rights might influence how courts interpret constitutional protections. Proponents see this as a way to align U.S. law with international commitments, particularly in areas like environmental law or war crimes. Critics argue it undermines the supremacy of the Constitution and risks ceding domestic authority to international bodies. In the U.S., this approach faces significant resistance due to the Constitution’s explicit supremacy clause (Article VI), which places the Constitution above treaties. Nonetheless, some scholars advocate for treaty constitutionalism in cases where global cooperation is critical. It is rarely applied in practice but sparks debate about the balance between national and international legal obligations. This form challenges traditional notions of constitutional sovereignty. It appeals to those who prioritize global governance over national legal traditions.
Thayerianism: Thayerianism, named after James Bradley Thayer, advocates strong judicial deference to Congress in constitutional matters, limiting judicial review to cases of clear constitutional violations. This approach holds that courts should uphold legislative acts unless they are unmistakably unconstitutional, preserving democratic decision-making. Variations include Unconstrained Thayerianism, which allows Congress to revise constitutional meaning through legislation, effectively giving lawmakers significant interpretive power. Representation Reinforcement Thayerianism, associated with John Hart Ely, permits judicial review primarily to protect democratic processes, such as voting rights or free speech, ensuring fair representation. Critics argue Thayerianism risks weakening constitutional protections by deferring too much to political branches. Supporters see it as a safeguard against judicial overreach, emphasizing the role of elected officials in constitutional interpretation. This approach contrasts with activist judicial philosophies that favor robust judicial intervention. It has influenced debates over judicial restraint, particularly in cases involving economic regulation. Thayerianism appeals to those who prioritize democratic accountability over judicial supremacy. Its variations allow for nuanced applications in different constitutional contexts.
Pragmatism: Pragmatism in constitutional interpretation focuses on achieving reasonable and practical outcomes rather than strictly adhering to a single interpretive method. This approach, often associated with scholars like Richard Posner, prioritizes the consequences of judicial decisions, aiming for results that promote societal stability and justice. Judges may consider social, economic, or political realities when interpreting the Constitution, adapting its principles to modern needs. For example, a pragmatic judge might uphold a law if it serves a compelling public interest, even if its constitutional basis is debatable. Critics argue this approach lacks a coherent framework and risks judicial subjectivity. Supporters value its flexibility, arguing that rigid adherence to text or history can lead to impractical or unjust outcomes. Pragmatism is often applied in complex cases involving competing constitutional values, such as free speech versus public safety. It emphasizes judicial humility and a focus on real-world impacts. This form is common in practice but controversial in theory due to its perceived lack of constraint. It appeals to those who see the Constitution as a tool for effective governance.
Opportunism: Opportunism involves using interpretive theories strategically to achieve ideological or political goals, rather than adhering consistently to a single method. Judges or advocates adopting this approach may switch between textualism, originalism, or moral readings depending on which method supports their desired outcome. For example, an opportunistic interpreter might emphasize original intent in one case to limit rights but invoke moral reasoning in another to expand them. Critics argue this approach undermines the rule of law by prioritizing results over principled reasoning. Supporters might see it as a pragmatic way to navigate the complexities of constitutional interpretation in a polarized society. Opportunism is often criticized as intellectually dishonest, as it lacks a consistent interpretive framework. It is less a formal theory than a description of strategic behavior observed in some judicial or political contexts. This approach highlights the tension between ideological goals and legal integrity. It is particularly controversial in polarized legal debates. Opportunism raises questions about the legitimacy of constitutional interpretation itself.
Anticonstitutionalism: Anticonstitutionalism rejects the Constitution’s authority altogether, viewing it as an outdated or illegitimate constraint on modern governance. Proponents argue that the Constitution, written in the 18th century, cannot adequately address contemporary issues like technology, globalization, or systemic inequality. Some advocate replacing it with a new framework or ignoring it in favor of other sources of law, such as international norms or legislative action. Critics see this as a radical departure that threatens the rule of law and national identity. Supporters view it as a bold call to rethink governance in light of modern challenges. In practice, anticonstitutionalism is rarely adopted in U.S. courts, as the Constitution remains a cornerstone of legal authority. It is more common in academic or activist circles, where scholars or advocates critique the Constitution’s structural flaws, such as the Electoral College or Senate representation. This approach sparks debate about the balance between tradition and reform. It is the most extreme form of living constitutionalism, challenging the very foundation of constitutional law. Anticonstitutionalism remains a provocative but marginal perspective.
This diversity makes living constitutionalism a broad category, but all forms share a rejection of the idea that constitutional meaning is fixed or constrained by historical context.
Key Differences Between Originalism and Living Constitutionalism
The debate between originalism and living constitutionalism hinges on fundamental differences in philosophy, methodology, and application. Below, we explore these differences in detail, drawing on Solum’s conceptual framework to provide clarity.
- Fixed vs. Evolving Meaning
- Originalism: The Constitution’s meaning is fixed at the time of its drafting and ratification. Solum’s Fixation Thesis asserts that the communicative content of the text—its linguistic meaning in historical context—remains constant. For example, the Commerce Clause’s original meaning, as understood in 1789, limits federal power to regulate interstate commerce, potentially restricting modern expansions of federal authority, such as those under the New Deal.
- Living Constitutionalism: The Constitution’s meaning evolves to reflect contemporary values and needs. Living constitutionalists argue that provisions like the Equal Protection Clause can be interpreted to address modern issues, such as gender equality or same-sex marriage, as seen in Obergefell v. Hodges (2015). Solum notes that this adaptability allows the Constitution to remain relevant but risks departing from its original intent.
This difference reflects a core philosophical divide: originalists prioritize historical fidelity, while living constitutionalists emphasize adaptability to modern contexts.
- Role of Judicial Discretion
- Originalism: Limits judicial discretion by requiring judges to adhere to the original meaning of the text. Solum’s Constraint Principle ensures that judicial decisions remain consistent with the Constitution’s historical meaning, preventing judges from imposing personal values. For instance, Justice Antonin Scalia, a prominent originalist, argued that judges should not act as policymakers, as seen in his dissent in Roe v. Wade (1973).
- Living Constitutionalism: Grants judges greater discretion to interpret the Constitution in light of contemporary values. Solum cites Justice William Rehnquist’s critique, which labeled living constitutionalism as enabling judges to act as a “super-legislature,” overriding democratic decisions based on moral or political preferences. This flexibility is evident in cases like Griswold v. Connecticut (1965), where the Court recognized a right to privacy not explicitly stated in the Constitution.
This contrast highlights a tension between judicial restraint and judicial activism, with originalism favoring the former and living constitutionalism the latter.
- Approach to Precedent
- Originalism: While originalists respect precedent (stare decisis), they prioritize the Constitution’s original meaning. If a precedent conflicts with the original meaning, originalists may advocate overturning it. However, Solum notes that some originalists, like Justice Scalia with his “faint-hearted originalism,” allow for limited adherence to settled precedents to maintain legal stability. For example, originalists might question Roe v. Wade but accept Brown v. Board of Education (1954) if it aligns with original meaning or is deeply entrenched.
- Living Constitutionalism: Places significant weight on precedent, especially in common law constitutionalism. Solum explains that living constitutionalists view precedents like Brown v. Board as reflecting evolving societal norms, even if they lack originalist foundations. This approach prioritizes continuity and adaptation over strict adherence to historical meaning.
This difference affects how courts balance stability and change, with originalists leaning toward textual fidelity and living constitutionalists toward precedent-driven evolution.
- Handling Constitutional Underdeterminacy
- Originalism: Acknowledges that the constitutional text can be underdeterminate, meaning it does not fully resolve all cases or issues. Solum introduces the interpretation-construction distinction, where:
- Interpretation discerns the text’s communicative content (its original meaning).
- Construction fills gaps in underdeterminate areas, known as the “construction zone.” Originalists use methods like original functions, purposes, or strict stare decisis to guide construction while remaining constrained by the original meaning. For example, the Fourth Amendment’s application to digital searches requires construction but must align with its original public meaning.
- Living Constitutionalism: Embraces underdeterminacy as an opportunity for adaptation. Living constitutionalists may use moral reasoning, pragmatic considerations, or societal values to resolve ambiguous provisions, untethered from historical constraints. Solum notes that this approach allows for creative interpretations but risks straying from the Constitution’s text.
This distinction underscores originalism’s structured approach to ambiguity versus living constitutionalism’s flexible, value-driven method.
- Philosophical Foundations
- Originalism: Rooted in a commitment to legal stability and democratic legitimacy. Originalists argue that the Constitution’s fixed meaning reflects the will of the people who ratified it, ensuring that changes occur through formal amendments rather than judicial reinterpretation. Solum emphasizes that this approach aligns with the rule of law, preventing arbitrary judicial decisions.
- Living Constitutionalism: Grounded in adaptability and moral progress. Proponents like David Strauss argue that a living Constitution serves a changing society by allowing courts to protect rights and address issues unforeseen by the Framers, such as technological advancements or social movements. Solum notes that this approach prioritizes justice and relevance over historical fidelity.
This philosophical divide reflects differing views on the Constitution’s role: a fixed anchor for originalists versus a living framework for living constitutionalists.
- Political and Ideological Implications
- Originalism: Often associated with conservative outcomes, such as limiting federal power or protecting traditional rights like gun ownership. However, Solum points out that originalism can also support progressive outcomes, such as birthright citizenship under the Fourteenth Amendment’s original meaning. Originalism’s focus on historical meaning aims to be ideologically neutral, though its application may align with conservative priorities.
- Living Constitutionalism: Frequently linked to progressive outcomes, such as expanding rights for marginalized groups. Cases like Obergefell v. Hodges reflect living constitutionalism’s ability to adapt to modern values, but critics argue it risks ideological bias by allowing judges to prioritize personal or contemporary moral views.
Solum cautions that political discourse often oversimplifies these theories, equating originalism with rigidity or living constitutionalism with judicial activism, which obscures their nuanced differences.
Hybrid Theories: Bridging the Divide
Solum proposes that originalism and living constitutionalism are incompatible but not exhaustive, meaning some theories combine elements of both, creating hybrid approaches. These theories challenge the binary nature of the debate:
- Living Originalism: Advocated by Jack Balkin, this theory accepts the Fixation Thesis but interprets original meaning thinly, focusing on semantic content rather than thick historical context. This allows progressive interpretations within the construction zone, blending originalist fidelity with living constitutionalist adaptability.
- Constitutional Compromises: These approaches grandfather in settled precedents or allow originalism for unresolved issues while preserving living constitutionalist outcomes for canonical cases like Brown v. Board. Solum notes that Justice Scalia’s faint-hearted originalism exemplifies this compromise, prioritizing legal stability over strict originalist adherence.
- Original Law Originalism: Focuses on the original legal rules and change mechanisms authorized by the Constitution. If these mechanisms permit evolving interpretations, this view could resemble living constitutionalism while remaining rooted in original law.
These hybrid theories suggest that the debate is not always a strict dichotomy, as some approaches integrate elements of both to balance fidelity and flexibility.
Implications for Constitutional Law and Society
The choice between originalism and living constitutionalism has significant implications for constitutional law and governance:
- Originalism: Promotes predictability and fidelity to the Constitution’s text, ensuring that changes occur through democratic processes like amendments. However, it may struggle with modern issues, such as applying the Fourth Amendment to digital privacy or addressing social changes not contemplated in 1789.
- Living Constitutionalism: Offers flexibility to address contemporary challenges, such as expanding rights for marginalized groups or regulating new technologies. However, it risks judicial overreach, as critics argue it allows judges to impose personal values, undermining democratic legitimacy.
Solum emphasizes that conceptual confusion often clouds the debate. Terms like “originalism” and “living constitutionalism” are used inconsistently, with some equating originalism to a rigid, unchanging Constitution or living constitutionalism to unchecked judicial activism. His metalinguistic proposal—defining originalism by fixation and constraint, and living constitutionalism by their rejection—aims to provide clarity.
The debate also resonates in political discourse. Solum cites Senator Mike Lee’s questioning of then-Judge Brett Kavanaugh during confirmation hearings as an example of originalism’s influence in politics. Conversely, living constitutionalism informs progressive calls for a Constitution that evolves with society, as seen in advocacy for cases like Obergefell.
Conclusion
The debate between originalism and living constitutionalism shapes the interpretation of the U.S. Constitution, influencing Supreme Court decisions, public policy, and the protection of rights. Originalism’s commitment to a fixed meaning ensures stability and democratic legitimacy but may limit adaptability to modern challenges. Living constitutionalism’s flexibility allows the Constitution to remain relevant but risks judicial overreach. Hybrid theories, such as living originalism, offer a middle ground, blending fidelity to the text with responsiveness to contemporary needs.
References
- Solum, Lawrence B. “Originalism Versus Living Constitutionalism: The Conceptual Structure of the Great Debate.” Northwestern University Law Review, vol. 113, no. 6, 2019, pp. 1243–1296.
- Balkin, Jack M. “Arguing About the Constitution: The Topics in Constitutional Interpretation.” Constitutional Commentary, vol. 33, 2018, pp. 143–158.
- Barnett, Randy E., and Evan D. Bernick. “The Letter and the Spirit: A Unified Theory of Originalism.” Georgetown Law Journal, vol. 107, 2018, pp. 1–36.
- Bobbitt, Philip. Constitutional Interpretation. Blackwell, 1991.
- Brest, Paul. “The Misconceived Quest for the Original Understanding.” Boston University Law Review, vol. 60, 1980, pp. 204–238.
- Dworkin, Ronald. Law’s Empire. Harvard University Press, 1986.
- Gienapp, Jonathan. The Second Creation: Fixing the American Constitution in the Founding Era. Harvard University Press, 2018.
- Rehnquist, William H. “The Notion of a Living Constitution.” Texas Law Review, vol. 54, 1976, pp. 693–706.
- Strauss, David A. The Living Constitution. Oxford University Press, 2010.
- Whittington, Keith E. Constitutional Interpretation: Textual Meaning, Original Intent, and Judicial Review. University Press of Kansas, 1999.
Originalism holds that the Constitution’s meaning is fixed at the time of ratification, while living constitutionalism argues that constitutional interpretation should evolve with contemporary societal values and needs. Originalism emphasizes historical fidelity, whereas living constitutionalism prioritizes adaptability. Living constitutionalism is the theory that the Constitution is a dynamic document that should evolve to reflect contemporary moral and societal values. It is controversial because critics argue it allows judges too much discretion, potentially undermining democratic legitimacy and textual fidelity.FAQ Originalism vs. Living Constitutionalism